Internal Auditor

1w1 week ago

TIAA

London, GB · Full-time · £45,000 – £65,000

About this role

Nuveen is a global investment leader, managing public and private assets for clients around the world and on behalf of TIAA, our parent company. The Internal Auditor serves as a team member on complex audits, working under the direction of audit management and more senior auditors. This role performs complex financial, operational and integrated audits using the organisation's risk-based internal auditing methodology.

Under moderate supervision, the role works on problems of diverse scope, executing detailed programs for audits and reviewing financial, operational, compliance and risk systems. It analyses audit data and observations, documents tests, conclusions and findings, and prepares remediation plans subject to review. The position evaluates control structures for adequacy, internal controls, operating efficiency and customer service.

The auditor performs tests of records and accounts, verifying compliance with regulations and sound business practices. It utilises Microsoft Excel skills and data analytics tools like Power BI, Tableau and Python for effective audits. The role validates implemented Management Action Plans and collaborates with data analytics and IT specialists for advanced testing.

Nuveen invests in the growth of businesses, real estate, infrastructure and natural capital, providing reliability and foresight. Our perspective drives ambition to innovate and adapt to changing investor needs for lasting performance. Employees contribute to clients, communities and the global economy in a diverse, inclusive workplace.

Requirements

Proven ability to execute risk-based audit programs, test internal controls for design and operating effectiveness, and document findings in accordance with professional audit standards
Knowledge of investment management operations and regulatory environments
Advanced Excel skills and proficiency in data analytics tools (Power BI, Tableau, Python)
University Degree
Strong written and verbal communication skills to articulate complex audit findings
Sound analytical judgment, professional scepticism, and effective collaboration
Adaptability, Auditing, Audit Process Improvement, Critical Thinking, Data Analysis, Problem Solving

Responsibilities

Participates in execution of detailed programs for audits
Reviews financial, operational, compliance and risk systems, processes and procedures
Analyses audit data and observations and documents audit tests, conclusions and findings
Prepares remediation plans and makes recommendations subject to review by audit management
Reviews and evaluates control structures to determine adequacy of internal controls, operating efficiency and customer service
Performs tests of records and accounts and verifies compliance with regulations and sound business practices
Utilises Microsoft Excel skills and data analytics tools (Power BI, Tableau, Python) to perform effective audits
Validates implemented Management Action Plans by audit clients and collaborates with data analytics specialists

Benefits

Committed to providing equal opportunity across all employment practices
Diverse and inclusive workplace
Support for those who need assistance with online application process, including individuals with disabilities
No regulatory designation required